Assume that Adam is a financial analyst working

Assume that Adam is a financial analyst working for the Jones Accounting Firm in Ashland, Ohio. He recently was sent by his employer to attend a training conference in Columbus, Ohio. He filed and expense report claiming the expenses he incurred on that trip. You will find that expense report that Adam submitted to his Company. At the weeklong session, Adam missed an afternoon session because he attended a Columbus Clippers baseball game that a client of the firm gave him. He also missed a session because he had to finish some freelance accounting work he was doing for a liquor store in Ashland. Adam also forgot to finish and file a tax return for a client of the firm before leaving for the conference. As a result that return will be filed late.

           Based on the facts that are given and the expense report above, describe how Adam has violated each duty listed below by his actions. It is possible he has violated some of the duties more than once with his actions. Write your answer in complete sentences and make sure you give this some thought.

1-Duty to Inform

The first and the foremost duty of Adam were to inform the company about the reasons of leaving or missing the meeting. The first reason was that he attended a baseball game offered by one of the client of the company; the second reason, which he has to inform the company, was the unable to file a tax return of a client of the company. Adam has to inform the company about all his activities or shortcomings in his work before leaving for the conferences held in Ashland, Ohio. He also has the duty to inform the management about his personal assignments, which could hinder his performance of the work.  

2-Duty to Account

Adam being the financial analyst for the company holds so many responsibilities of his work in regards to the company. The duties include the maintenance of the company accounts, secondly maintaining full correspondence with the clients of the company; thirdly, he is responsible for the filling of the tax returns of the company’s clients. In addition, he also had the responsibility of performing the accounting tasks for the company only or not for his own personal tasks. He performed personal task as well by delivering the freelance work for liquor store in Ashland, which is against his responsibilities.

3-Duty of Obedience

Adam holds the responsibilities of duty of obedience of eth company rules and regulations. All his activities should be performed with due diligence. The duties, which he has to perform as a financial analyst of the company, would include the maintenance of the company records and accounts, and filling of tax returns of the clients of the company.  He is also responsible to obey the rules and regulations of the company, which says that he could not perform any personal task during his company’s visit like his visit to the conference. Therefore, he is under the duty to obey all the rules of the company and to perform all the tasks that are pending.

4-Fiduciary Duty

As a financial advisor, Adam has to perform and provide the financial services to the clients or customers of the company. He has the duty to provide the financial services and products of the company to its clients, which depends on the licenses, and training he has been given by the company. He also has the responsibility for making independent investing recommendations for the company. He also holds the responsibility from his job nature to provide and consider the client interest before his personal interests because the satisfaction of eth client is very much needed for the company.  

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Category Consumer Behavior
Paper Type APA
Reference Type Assignment
Words 840

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